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Technical note
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Reference no. UVA-F-1129
Authors: Susan Chaplinsky
Published by: Darden Business Publishing
Published in: 1996
Length: 7 pages

Abstract

This note covers alternative methods for issuing securities in the U.S. public markets. It focuses on the basic institutional requirements of an underwritten security offering and the role of investment bankers. Two of the recent regulatory reforms of the Securities and Exchange Commission, Rules 415 and 144a, are also discussed.

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Abstract

This note covers alternative methods for issuing securities in the U.S. public markets. It focuses on the basic institutional requirements of an underwritten security offering and the role of investment bankers. Two of the recent regulatory reforms of the Securities and Exchange Commission, Rules 415 and 144a, are also discussed.

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