The independent home of the case method - and a charity. Make an impact and  donate

Product details

Product details
By continuing to use our site you consent to the use of cookies as described in our privacy policy unless you have disabled them.
You can change your cookie settings at any time but parts of our site will not function correctly without them.
Note
-
Reference no. 9-305-029
Published by: Harvard Business Publishing
Originally published in: 2004
Version: 2 February 2006
Revision date: 22-Jul-2020
Length: 8 pages
Data source: Published sources

Abstract

Provides a general description and overview of US law on insider trading, including the basic theories of liability, the responsibilities of securities firm managers to prevent and detect insider trading, and the potential penalties for insider trading. A rewritten version of an earlier note.

About

Abstract

Provides a general description and overview of US law on insider trading, including the basic theories of liability, the responsibilities of securities firm managers to prevent and detect insider trading, and the potential penalties for insider trading. A rewritten version of an earlier note.

Related