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Case
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Reference no. 9-904-021
Subject category: Knowledge, Information and Communication Systems Management
Authors: Ashish Nanda (Harvard Business School)
Published by: Harvard Business Publishing
Originally published in: 2003
Version: 2 February 2005
Length: 27 pages
Data source: Published sources
Topics: Conflicts of interest; Financial services; Investment banking; Legal aspects of business; Negotiations; Professional services; Regulation; SEC; Securities; Securities trading
Share a link: https://casecent.re/p/62744
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Abstract

Tracks the events leading to the April 2003 industry settlement on equity research in financial services companies.; Can be used as a platform to discuss conflicts of interest facing research analysts and the means by which to alleviate these conflicts.
Location:
New York
Industry:
Securities
Other setting(s):
2001-2003
Supplement
-
Reference no. 9-904-022
Subject category: Knowledge, Information and Communication Systems Management
Authors: Ashish Nanda (Harvard Business School)
Published by: Harvard Business Publishing
Originally published in: 2003
Version: 2 February 2005
Length: 7 pages
Data source: Published sources
Topics: Conflicts of interest; Financial services; Investment banking; Legal aspects of business; Negotiations; Professional services; Regulation; SEC; Securities; Securities trading
View full details

About

Abstract

Tracks the events leading to the April 2003 industry settlement on equity research in financial services companies.; Can be used as a platform to discuss conflicts of interest facing research analysts and the means by which to alleviate these conflicts.

Settings

Location:
New York
Industry:
Securities
Other setting(s):
2001-2003

Related

Supplement
-
Reference no. 9-904-022
Subject category: Knowledge, Information and Communication Systems Management
Authors: Ashish Nanda (Harvard Business School)
Published by: Harvard Business Publishing
Originally published in: 2003
Version: 2 February 2005
Length: 7 pages
Data source: Published sources
Topics: Conflicts of interest; Financial services; Investment banking; Legal aspects of business; Negotiations; Professional services; Regulation; SEC; Securities; Securities trading
View full details